federalism

Articles 5, 6, and 7

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During the Constitutional Convention, delegates from around the new United States of America came together to formulate a strong nation to replace the weak confederacy that emerged after the Revolutionary War. Article Five of said Constitution was written to give the country the ability to change as the world around it changed. Article Six was created to hold up the financial reputation of America by transferring debts, as well as sustain the standards set in earlier articles as the supreme law of the United States. Article Seven was created to streamline the process of ratifying the Constitution. 

Article Five spells out the process that the federal government has to go through in order to amend the Constitution. Either Congress can present an amendment by gathering two-thirds of both the House and the Senate to approve the amendment, or if the legislatures of two-thirds of the states come together to propose an amendment, Congress will call a convention and amendments will be proposed. Following this, three-fourths of state legislators must ratify the amendment. Congress could also decide to have the states call a convention purely to ratify an amendment. A final clause was tacked on to the end of this amendment stating that no amendment could be passed inhibiting the slave trade until 1808. Article Six transfers the debt and prior treaties from the national government under the Articles of Confederation to the new Constitution. It also states that the federal government (and therefore the Constitution) is the supreme authority in America. Finally, it specifies that oaths should be made by legislators and executives to the people of the United States instead of a religious test as a barrier to entry. Article Seven of the Constitution states that only nine states are required to ratify the Constitution for it to be the binding federal document, and it lists all 13 states and the order in which they will call a Convention to vote on the validity of the Constitution. 

An example of a complex ratification process is the Equal Rights Amendment (ERA), an amendment to codify the equality of the sexes in law, was ratified by 30 states within the first year of its proposal but it met opposition after this 30-state benchmark over concerns that women would no longer be exempt from compulsory military service as well as other issues. There are other cases of discrepancy between federal and state power like some campaign finance laws and the legalization of marijuana in spite of the Controlled Substances Act.

During the initial creation of the country, the goal was as little central regulation as possible, but this turned out to be a weak way to organize the United States as many consequential regulations changed from state to state. The Constitution’s significance comes from the combination of general principles found in state Constitutions and rolled them into one document that set the federal government as the highest rule of law in the United States. Instead of changing the federal supremacy clause, the Constitution should clarify the Elasticity Clause or refine the Tenth Amendment to clarify specifically how elastic the powers of the federal government is or where state jurisdiction starts. 

Bibliography

Congress, The Federal Status of Marijuana and the Expanding Policy Gap with States, H.R. Doc., at 3 (Mar. 6, 2023). Accessed June 2, 2023. https://crsreports.congress.gov/product/pdf/IF/IF12270.

The Editors of Encyclopaedia Britannica. “Equal Rights Amendment.” Britannica. Last modified April 27, 2023. Accessed June 2, 2023. https://www.britannica.com/topic/Equal-Rights-Amendment.

Oyez. “Colorado Republican Federal Campaign Committee V. Federal Election Commission.” In Oyez. Last modified 2023. Accessed June 2, 2023. https://www.oyez.org/cases/1995/95-489.

Aniya S. – The Tenth Amendment

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Common Interpretation:

The Tenth Amendment of the United States Constitution states that powers not given to the national government are granted to the states and general public. It highlights the limited and enumerated powers of the national government, while reminding of the essential role that the states and people play in the constitutional republic. The Tenth Amendment illustrates the relationship between the federal and state governments by demarcating their respective authorities. The main purpose of incorporating the Tenth Amendment into the Bill of Rights was to warn the national government about inferring or assuming powers that are not explicitly stated in the Constitution. 

Historical Context:

The Tenth Amendment was also made due to the lack of restrictions on national government exercising unauthorized powers over the citizens and states in the original Constitution. The Framers of the Constitution found it pointless to include a Bill of Rights for an already limited government, and even found the inclusion of a Bill of Rights to be potentially dangerous. They believed a Bill of Rights would be useless and that its vagueness would leave room for misinterpretations of certain rights. Despite the concerns, the inclusion of the Tenth Amendment showed that it did not change the nature of national government. Legal scholars believe that the Tenth Amendment was included in the Bill of Rights to clarify the limits of national government to the American citizens (at the time of the adoption of the Constitution). 

Matters of Debate:

One interpretation of the Tenth Amendment is that it adds nothing substantial to the Constitution, as it simply defines the concept of “federalism”. The Tenth Amendment is simply a truism. Similarly, one matter of debate is whether the Tenth Amendment should serve as an independent source of constitutional principles of federalism. Another interpretation holds that the Tenth Amendment restores a degree of balancing the powers of federal and state governments, as the enumerated powers of national government are often misunderstood. In this way, the Tenth Amendment acts as a backdrop to the governing structures outlined in the Constitution, giving some legal scholars reason to say it has “constitutional value”. The Supreme Court case, Bond v. The United States illustrates the latter interpretation, as the Court unanimously agreed that Bond should not be charged under a federal statute that violates the powers reserved to the states (Pennsylvania). It was agreed that the federal statute was beyond the enumerated powers of the national government, and therefore a constitutionally invalid law. Bond had every right to challenge the constitutionality of the federal statute. 

Significance:

The Tenth Amendment bears some similarities to the themes of Rousseau’s Social Contract, which asserts a relationship between individual liberty and the liberty of the government. In the “social contract”, the government maintains political authority, but must respect the people. Similarly, the Tenth Amendment holds that the national government has its designated powers, but so do the states and people. That said, I find the second interpretation of the Tenth Amendment to be most persuasive because the Amendment defines the balance of powers between the national government and states. I believe the Tenth Amendment has no reason to be further amended when it fulfills its purpose of outlining federalism in the constitutional republic. In other words, it serves its purpose well

Zohar Lindemann- The Tenth Amendment

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Once the American colonists won the revolutionary war and gained their independence, the nation struggled to find a balance between the practical demands of running a large country and the ideals of freedom and individualism that they had so recently fought for. Many of the Constitution’s framers were afraid of creating yet another absolutist rule, feeling that offering too much power to a central government would leave the wants and needs of the common people forgotten. Other framers felt that the lack of a strong central government would result in political chaos. Many elements of the Constitution, which is largely considered a federalist document, are written with precaution to the fear that a central government would have the ability to completely overrule other political powers. For this reason, the framers deemed unnecessary the inclusion of a Bill of Rights, although numerous state constitutions had them at the time. To those drafting the Constitution, simply entertaining the idea that the federal government would have the ability to overrule the natural rights of the people was considered dangerous. The 10th Amendment ensures that there are thorough limitations on the federal government’s power and that the rights of the State and of the individual are properly protected, with federal power extending only as far as the Constitution dictates it is able to. 

After the 1933 installment of the New Deal, a federal effort to stabilize the economy, the 10th Amendment became somewhat obsolete. However, in 1992, it regained its relevance as a consequence of the “New Federalism” movement. Rober Schapiro asserts that for the benefit of the U.S. “politically, socially, and morally,” the 10th amendment should have remained neglected. In various instances, but most prominently throughout the Civil Rights Movement, the amendment has given states the ability to enforce racial inequality laws that contradict directly the rights outlined in other sections of the Constitution. Schapiro argues that in today’s world, federal and state powers are so intertwined that the amendment’s only purpose is to provide legal loopholes for states whose intentions dispute the core values outlined in the Constitution, providing a necessary “backstop” for everything not mentioned. 

The debate around the interpretation of this text is illustrated in the Garcia v. San Antonio Metropolitan Transit Authority (SAMTA) case. Within the case, SAMTA claims that being an institution controlled by a state government, they are exempt from federal labor controls such as minimum wage and overtime requirements. Ultimately, the court ruled in favor of Garica, arguing that the “traditional” function of a state government was subjective and that the structure of the federal system itself provided sovereign protection enough. Under the commerce clause, SAMTA was deemed subject to congressional legislation. This case serves as a demonstration of the ongoing debate over the role of a central government within the U.S.

Both the French and American revolutions can be considered as a test of the function that Enlightenment values serve within practical governments. With the French government often considered a failure, and the clear difficulties that the 10th amendment illustrates between federal and state power, the 10th amendment raises questions about the ability of radical Enlightenment ideas, such as Montesquieu’s strong belief in the separation of powers, to function smoothly.

Declare War Clause: Article 1, Section 8

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When the Constitution was created, Article 1, Section 8 dealt with federalism, the separation of the powers on the national level versus the state level. The common interpretation of this section has changed over time, and one can generalize them into four broad categories in chronological order. At first, this section was perceived as Enumerated Rights Federalism, which meant that the national government was characterized as a government with limited powers. The national government had power as far as the enumeration in Section 8 went, but the states had everything else that was left over. State power was not given by outlining them directly, but instead by outlining the power of the federal government.

The second category was Fundamental Rights Federalism, where after the Civil War and the Civil Rights Act, the federal government was given the power to override state legislation in order to protect the fundamental rights of American citizens. The third category was New Deal Federalism, which ended Enumerated Rights Federalism, because this gave the federal government the power to regulate the states themselves in terms of intrastate commerce.

Now, enter into the modern era, where courts are trying to find a way to draw lines in order to identify where Congress’ powers end and where states’ powers start. Such efforts include preventing Congress from interfering in noneconomic intrastate activity. This is called State Sovereignty Federalism, where courts try to carve out a zone of autonomy for the states. Federalism has been debated for a long time, whether it be the amount of rights delegated to the national government and Congress versus the states. Some are staunch supporters of giving states the vast majority of rights, pointing to how individual states can establish different legislative/economic systems as a form of experimentation to see which sort of system works best.

Some argue that the methods of the court in terms of determining federalism based on the sovereignty of the states is not a method that adequately takes into account the intricacies of the relationship between the federal and state governments. When talking specifically about the Declare War Clause in Section 8, the common interpretation of that also falls into debate. However, the two sides of the debate are a bit different from the federal vs state government debate.

The debate in this clause specifically is between the executive branch and the legislative branch. The wording of the clause states that Congress can “declare war”, make legislation about conquering on land and water, authority to permit privateers to use force upon an enemy, and authority to legalize the seizing of another foreign nation’s property as repayment for debt. Up until the modern era, it has been unclear whether the Declare War Clause permits the executive branch to respond to sudden violent attacks.

In the case of The Bey of Tripoli, when war was declared upon the United States, President Thomas Jefferson sent frigates in response. However, Congress never formally declared a state of war with the Bey of Tripoli, and ever since, it has been unclear to what extent the executive branch can respond with force to a threat without the authorization of Congress, if at all. Judicial courts have also largely left this issue alone, so the executive branch and Congress have simply needed to reach a state of compromise and agreement with each other.

Aniya S. – The Tenth Amendment

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Common Interpretation:

The Tenth Amendment of the United States Constitution states that powers not given to the national government are granted to the states and general public. It highlights the limited and enumerated powers of the national government, while reminding of the essential role that the states and people play in the constitutional republic. The Tenth Amendment illustrates the relationship between the federal and state governments by demarcating their respective authorities. The main purpose of incorporating the Tenth Amendment into the Bill of Rights was to warn the national government about inferring or assuming powers that are not explicitly stated in the Constitution. 

Historical Context:

The Tenth Amendment was also made due to the lack of restrictions on national government exercising unauthorized powers over the citizens and states in the original Constitution. The Framers of the Constitution found it pointless to include a Bill of Rights for an already limited government, and even found the inclusion of a Bill of Rights to be potentially dangerous. They believed a Bill of Rights would be useless and that its vagueness would leave room for misinterpretations of certain rights. Despite the concerns, the inclusion of the Tenth Amendment showed that it did not change the nature of national government. Legal scholars believe that the Tenth Amendment was included in the Bill of Rights to clarify the limits of national government to the American citizens (at the time of the adoption of the Constitution). 

Matters of Debate:

One interpretation of the Tenth Amendment is that it adds nothing substantial to the Constitution, as it simply defines the concept of “federalism”. The Tenth Amendment is simply a truism. Similarly, one matter of debate is whether the Tenth Amendment should serve as an independent source of constitutional principles of federalism. Another interpretation holds that the Tenth Amendment restores a degree of balancing the powers of federal and state governments, as the enumerated powers of national government are often misunderstood. In this way, the Tenth Amendment acts as a backdrop to the governing structures outlined in the Constitution, giving some legal scholars reason to say it has “constitutional value”. The Supreme Court case, Bond v. The United States illustrates the latter interpretation, as the Court unanimously agreed that Bond should not be charged under a federal statute that violates the powers reserved to the states (Pennsylvania). It was agreed that the federal statute was beyond the enumerated powers of the national government, and therefore a constitutionally invalid law. Bond had every right to challenge the constitutionality of the federal statute. 

Significance:

The Tenth Amendment bears some similarities to the themes of Rousseau’s Social Contract, which asserts a relationship between individual liberty and the liberty of the government. In the “social contract”, the government maintains political authority, but must respect the people. Similarly, the Tenth Amendment holds that the national government has its designated powers, but so do the states and people. That said, I find the second interpretation of the Tenth Amendment to be most persuasive because the Amendment defines the balance of powers between the national government and states. I believe the Tenth Amendment has no reason to be further amended when it fulfills its purpose of outlining federalism in the constitutional republic. In other words, it serves its purpose well